Fidelity Digital Assets
Sr. Manager, Digital Assets Compliance
The Role
As a member of the Fidelity Digital Asset Services, LLC (“FDAS”) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In this role on the Regulatory Compliance Team, you will support regulatory oversight of FDAS, collaborating closely with many teams within FDAS and across the Fidelity organization, such as Personal Investing, Fidelity Institutional, and Workplace Investing.
You will be responsible for:
- Assisting the growing FDAS business in identifying and managing regulatory risks
- Supporting new and existing FDAS products, services, and geographic expansion of the business
- Tracking the evolving regulatory landscape within the digital assets industry; reviewing and analyzing regulatory requirements and potential impact to the business
- Advising and shaping governance, reporting and the overall control environment across FDAS
- Building connections between FDAS and Enterprise Compliance policies and functions.
- Supporting Regulatory Team efforts to build relationships with regulators, respond to regulatory exams, and maintain licenses.
The Expertise and Skills You Bring
- Experience supporting a financial services or money transmission regulatory program, including filings, registrations and licensing, regulatory exams and interactions with regulators
- 5+ years of related experience in Compliance, Risk or Legal
- 4-year college degree required, master’s degree, MBA or JD is a plus
- Strong attention to detail and experience supporting a regulatory compliance program
- Strong analytical, organizational, and problem-solving skills
- Strong relationship and communication skills; strong ability to work independently and as part of a close-knit team
- Ability to work effectively in a fast-moving, challenging environment
- Ability to influence key decision makers through a combination of knowledge, reasoning and relationships
The Team
This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets. FDA is part of the Enterprise Services portfolio of agile, standalone organizations, which drive innovation, with the purpose of collaborating with Fidelity’s businesses to develop new sources of revenue, explore emerging technologies, enhance operational capabilities, and improve the customer experience. The Enterprise Services portfolio also includes Fidelity Labs, the Fidelity Center for Applied Technology, F-Prime Capital, and Impresa Management LLC.
Company Overview
Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients’ money.